Waterway Capital, LLC and its affiliates, (collectively “Waterway”) are committed to protecting the privacy of the investors we introduce to offerings, as well as former investors. In order to issue and service high quality financial products and services, we may collect personal information about you. The privacy of the information you provide to us is important, and we want to assure you that we are committed to protecting your privacy. Waterway is the controller of the personal data and this Privacy Notice outlines the types of information we may gather about you, how we use it, and with whom we might share it. We urge you to read this Privacy Notice, so that you will understand our commitment to you and to your privacy.

Information We May Collect and Use

In order to provide services to clients and develop new client relationships, we may collect the following:

  • Information from you – Prior to introducing you to certain investment opportunities, you may provide information such as your name, address, Social Security number, date of birth, email address, telephone numbers, bank account numbers, driver’s license, passport, assets and income;
  • Information about your transactions – We may keep information about your transactions with our company, for example, the products you purchase from the Borrowers or Issuers we represent;
  • Information from outside our company – We may also collect other information that may include information from consumer reporting agencies or database services, in order to qualify you for those offerings we represent.

How We Treat Your Information

Waterway may share the information described above with our affiliated entities in order to help facilitate your transactions. The company will not share nonpublic personal information (“NPI”) with non-related third parties, except for the purpose of processing transaction, obtaining services requested by the client or as required/permitted by law; therefore, the Company’s Privacy Notice does contain an “opt out” provision.

Since the company does not share NPI, it is not required to deliver annual notice to clients, unless there have been changes to the Company’s privacy policies.

Questions about accessing or updating your personal information should be directed to Waterway Capital, 699 Boylston Street, 8th FL., Boston, MA 02116, Attn: Ana Ward, Chief Compliance Officer or alternatively send an email to award@waterwaycapllc.com. Please describe the information you wish to review or update.